Sacramento Securities Fraud Attorney
Defending Individuals and Businesses Against Federal Charges
If you have been charged with securities fraud or placed under investigation by the Securities and Exchange Commission (SEC), you could be facing serious penalties, including prison, fines and restitution. You need an experienced federal criminal defense attorney on your side.
Experienced Sacramento securities fraud lawyer Thomas A. Johnson defends stockbrokers, financial advisers, financial institutions, and other individuals and businesses against SEC complaints and criminal charges in the Northern District of California.
Aggressively Protecting Our Clients From Serious Criminal Penalties
While many securities complaints are resolved through arbitration and do not result in criminal charges, certain accusations are heavily prosecuted by the federal authorities. Our firm is frequently called upon to defend clients against the following securities fraud charges:
- Illegally trading on or communicating insider information
- Churning a client's investment account for commissions
- Making a material misrepresentation or omission in an SEC filing
- Defrauding or misleading investors in the sale of a security
- Promoting or knowingly participating in a Ponzi scheme
We will independently investigate your case with the help of experienced forensic accountants and other experts, conduct pre-indictment negotiations with the SEC and federal prosecutors on your behalf, and aggressively advocate for your rights in court.
Northern California SEC Complaint Lawyer · (916) 248-8598
If you have been charged with or are under investigation for insider trading, broker fraud or any other type of securities fraud, our firm can help. Please contact our office at (916) 248-8598 or by e-mail to schedule a consultation.